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Regulations on the Provision of Services on Financial Markets of SPB Bank, PJSC

• Regulations on the Provision of Services on Financial Markets of SPB Bank, PJSC
• Appendix №1: Application for Servicing on Financial Markets.
• Appendix №2: Risk-Parameter Evaluation Procedure.
• Appendix №3: Fees for Servicing on Financial Markets of SPB Bank, Public Joint-Stock Company
• Appendix №4: Application for Sub-Client Registration.
• Appendix №5: Orders for operations and transactions.
• Appendix №5a: Customer's transaction order on stock market.
• Appendix №5b: Customer's transaction order on derivatives market.
• Appendix №5c: Customer's transaction order on foreign exchange market.
• Appendix №5d: Order cancellation notice.
• Appendix №5e: Collective Order for Securities (Contracts) Operations.
• Appendix №5f: Order for Securities Transfer.
• Appendix №5g: Order for Withdrawal of Securities.
• Appendix №5h: Order for Acceptance of Securities.
• Appendix №7: Power of attorney.
• Appendix №8: Application for account details registration.
• Appendix №9: Declaration on the General Risks Related to Trading on Securities Market by SPB Bank, PJSC.
• Appendix №10: Rules for remote bank servicing.
• Appendix №10a: Rules for electronic document management using the customer's user account.
• Appendix №10b: Rules for remote servicing via the QUIK information trading system.
• Appendix №10c: Rules for remote servicing via the CQG information trading system.
• Appendix №10d: Rules for remote servicing via the ROX® information trading system.
• Appendix №10e: Rules for electronic document management using SFTP server of the bank.
• Appendix №11a: Account Opening Notice.
• Appendix №11b: Notice on Opening Internal Accounting Ledger.
• Appendix №12: Orders.
• Appendix №12a: Order for money withdrawal.
• Appendix №12b: Order to transfer funds.
• Appendix №12c: Order for conversion of funds.
• Appendix №13: Certificates.
• Appendix №13b: Certificate of Delivery and Acceptance of the User Card of the "User's Account" system.
• Appendix №13c: Certificate of Delivery and Acceptance of the Exchange Gateway Login and Password.
• Appendix №13d: Certificate of Delivery and Acceptance of the CQG ITS Login and Password.
• Appendix №13f: Certificate of Delivery and Acceptance of the ROX® ITS Login and Password.
• Appendix №13g: Certificate of Delivery and Acceptance of the Bank's SFTP Server Login and Password .
• Appendix №14: Applications.
• Appendix №14a: Application for Registration of Login for Entering the Trading System on Derivatives Market.
• Appendix №14b: Application for Assignment of External Software and Hardware Identifiers.
• Appendix №14c: Application for Registration of Login for Access to TWIME Software.
• Appendix №14d: Application for CQG ITS Registration and Market Data Order.
• Appendix №14e: Application for Registration of Logins at SPB Exchange, PJSC.
• Appendix №15: Application to the Regulations for the provision of services in financial markets.
• Appendix №17: Client Notification on Prohibition of Manipulation and Responsibility for Market Manipulation.
• Appendix №18: Reports.
• Appendix №18a: Report on deals and operations on the Stock market.
• Appendix №18b: Report on deals and operations on the derivatives market.
• Appendix №18c: Report on deals and operations on the currency market.
• Appendix №19: Letter of Application for Withholding Tax on Income from Source In Russian federation. Confirmation of the status of the person having the actual right to income.
• Appendix №20: Supplementary Requirements for Submission of Documents and Information by the Client at Service Provision by the Bank on the Stock Market of SPB Exchange, PJSC.
• Appendix №21: Register.
• Appendix №22: Disclosure for Tax Purposes.
• Appendix №23: Provision of Information to the Financial Services Recipient by SPB Bank, Public Joint-Stock Company as Per Paragraphs 8-11 of Clause 2.3. of the Basic Standards for the Defense of Rights and Interests of the Financial Services Recipients Before Entry Into a Contract for the Provision of Services on Financial Markets.